Press Release & Media

From the GSC Archives: Colin Lloyd interviews Cathy Brand about cross-border marketing compliance

Jennifer Howze

22/04/2022

Colin Lloyd, author of Macro Investment Letter service ‘In the Long Run’, talked with Global Sales Compliance Ltd.® CEO Cathy Brand on TipTV about how investing in fund marketing and sales compliance acts as an insurance against AIFM & Asset Manager’s cross-border distribution risk, in this classic video from the GSC Archives. (See more on SRMO's Press and Media section.)

They discuss five key distribution risks that an AIFM/Asset Manager should try to mitigate in cross-border marketing:

  1. Sanctions risks
  2. Investor rescission rights risk
  3. Litigation risk
  4. Reputation risk
  5. Business Franchise risk

GSC invented the Sales Road Map©, providing marketing compliance guidance to sales teams, CCOs, GCs and Management.  GSC’s flagship Sales Road Maps© help AIFMs & Asset Managers mitigate their 5-factor distribution compliance risk. In the video Brand also sheds light on the Sales Road Maps Online® cross-border RegTech compliance tool (launched in 2018) that provides turnkey 24/7 support in managing cross-border marketing compliance risk.

Watch the video with Colin Lloyd on Vimeo.

Linear Talk: Investing in compliance is an insurance against distribution risk - Global Sales Compliance from Core London on Vimeo.