SRMO Compliance Tool

SRMO Compliance Tool is the “paid-for” section of SRMO, the financial services industry’s unique Cross-Border Fund Marketing RegTech Compliance Solution.

SRMO Sales Road Map© robust content is based on nearly 2 decades of legal & regulatory analysis on AIF marketing rules in 60+ countries, incorporating realistic cross-border marketing business models. Importantly, SRMO Sales Road Maps© provide sales teams the Marketing “Do’s & Don’ts” to comply with AIF marketing rules.

SRMO Compliance Tool Features


  • Practical AIF cross-border marketing compliance guidance based on actual client experience
  • Substantive 10-factor compliance & regulatory guidance: not high level “legalese”
  • Subscribers can choose the SRMO Sales Road Map© according to their business model (offshore marketing vs. onshore private placement)
  • Ongoing regulatory updates
  • Latest Technology: accessible on PC, Tablet & Mobile Responsive