Sales Road Map^© Subscriptions

Sales Road Maps^© provide user-friendly, compliance guidance "Rules of the Road" for cross-border marketing of Alternative Investment Funds (AIFs) in 60+ countries worldwide.

SRMO Sales Road Map^® 10-factor content is based on 2 decades of bespoke compliance advisory to AIFMs, reflecting realistic AIF distribution business models.

SRMO Sales Road Maps^® provide cross-border AIF marketing regulations and Marketing Do’s and Don’ts (sales practices) on how to comply with these regulations.

 

SRMO Sales Road Map^® 10-Factor Content

• Business Model definition
• Product definition
• Private Placement Regulations (AIFMD, NPPR, etc.)
• Investor Qualification Criteria (full definitions)
• AIF Registration & Notification Requirements
• Country Disclaimer (Legends): downloadable text
• Marketing Do’s & Don’ts
• Sales Practices (“Fly-in Visits”, Reverse Solicitation, etc.)
• Licensing Rules
• Sanctions